IIA IIA-CFSA-BANK : Certified Financial Services Auditor - Banking

IIA-CFSA-BANK real exams

Exam Code: IIA-CFSA-BANK

Exam Name: Certified Financial Services Auditor - Banking

Updated: Sep 06, 2026

Q & A: 0 Questions and Answers

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The IIA IIA-CFSA-BANK exam evaluates various areas, including risk management, governance, regulatory compliance, and auditing techniques specific to the banking industry. It also covers the organizational structure and the functions of various departments in the bank, such as credit and risk management, operations, and compliance. The objective of the exam is to provide financial institution auditors with the necessary skills and knowledge they need to excel in the financial services sector.

The Certified Financial Services Auditor - Banking (IIA-CFSA-BANK) exam is a highly sought-after credential for individuals who wish to work and progress in the banking industry. It is designed to test the knowledge and skills of candidates who desire to demonstrate competence in auditing financial institutions such as banks, credit unions, and other lending organizations.

IIA-CFSA-BANK Certification Exam covers a wide range of topics related to banking, including risk management, internal controls, regulatory compliance, and financial reporting. IIA-CFSA-BANK exam is divided into four parts, each of which focuses on a different aspect of banking audit. IIA-CFSA-BANK exam is computer-based and consists of 125 multiple-choice questions that must be completed within four hours.

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IIA IIA-CFSA-BANK Exam Syllabus Topics:

SectionWeightObjectives
Topic 1: Financial Services Auditing25%- Risk assessment and audit planning
  • 1. Audit engagement planning
    • 2. Financial services risk identification
      • 3. Internal control evaluation
        Topic 2: Auditing Financial Services Products25%- Banking products and services
        • 1. Commercial lending
          • 2. Retail banking
            • 3. Treasury and cash management
              • 4. Investment and trust services
                Topic 3: Regulatory Environment15%- Banking regulations and compliance
                • 1. Capital adequacy and risk management requirements
                  • 2. Consumer protection regulations
                    • 3. Anti-money laundering requirements
                      • 4. Regulatory agencies and oversight
                        Topic 4: Auditing Financial Services Processes15%- Operational auditing
                        • 1. Deposit operations
                          • 2. Loan processing
                            • 3. Fraud prevention and detection
                              • 4. Information systems and technology controls
                                Topic 5: Banking Discipline20%- Banking-specific knowledge
                                • 1. Bank governance and regulatory expectations
                                  • 2. Liquidity risk
                                    • 3. Credit risk management
                                      • 4. Capital management
                                        • 5. Asset and liability management
                                          • 6. Interest rate risk

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